中国全科医学 ›› 2021, Vol. 24 ›› Issue (13): 1637-1643.DOI: 10.12114/j.issn.1007-9572.2021.00.186

• 专题研究 • 上一篇    下一篇

政策工具视角下我国慢性病防控政策研究

沈慧煌,赵静*,傅云翔,张枫怡   

  1. 100029北京市,北京中医药大学管理学院
    *通信作者:赵静,教授,硕士生导师;E-mail:zhaojteacher@163.com
  • 出版日期:2021-05-05 发布日期:2021-05-05
  • 基金资助:
    北京市社会科学基金项目(18GLB044)

Policy Instrument Analysis of Chronic Disease Prevention and Control Policies in China 

SHEN Huihuang,ZHAO Jing*,FU Yunxiang,ZHANG Fengyi   

  1. School of Management,Beijing University of Chinese Medicine,Beijing 100029,China
    *Corresponding author:ZHAO Jing,Professor,Master supervisor;E-mail:zhaojteacher@163.com
  • Published:2021-05-05 Online:2021-05-05

摘要: 背景 慢性病防控是一项系统性工程,政府扮演的供给侧角色统筹推进尤为重要。政策工具运用于慢性病防控政策中利于政策多样化,通过政策工具解构相关政策可提供启发。目的 对我国慢性病相关防控政策文本进行分析,探讨我国慢性病防控相关政策的侧重点与不足,为未来优化慢性病防控相关政策提供参考。方法 于2019年10月以“慢性病”为关键词在国务院、国家发展和改革委员会、卫生健康委员会等部门网站官网政策文件栏目检索2009年1月—2018年12月发布的慢性病相关政策文件。基于政策工具视角,对纳入分析的慢性病政策文件进行编码和摘录,采用统计描述方法从政策工具分类和系统论两个维度对政策文本进行分析。结果 最终纳入合格的政策文件30篇。X维度工具共筛选133个文本编码,在政策工具类型中命令与规制型、激励型、能力建设型、系统变革、信息与劝诫型工具分别占26.3%(35/133)、9.0%(12/133)、27.8%(37/133)、10.5%(14/133)、26.3%(35/133)。纳入的112个Y维度编号中,内部子模指标占58.9%(66/112),外部子模指标占41.1%(46/112)。结论 我国慢性病防控政策多以政府命令工具为主导,部分强制性工具过溢;政策工具内部结构不合理,部分工具被忽略;政策工具部分偏移,政策工具激励和导向能力不强;维度系统内、外子模内部差异较大,分布不够平衡。建议多元化使用政策工具;优化X维度内部结构;强化工具中激励与导向工具的结合;重视系统外部子模使用。

关键词: 慢性病, 卫生政策, 政策工具, 文本分析

Abstract: Background The containment of chronic diseases is a systematic project,whose implementation and promotion are due in large part to the government,which plays an important role in organizing various forces to make efforts cooperatively. The application of policy instruments in containing chronic diseases is conducive to extending the using scope of policies,and offering implications for reference. Objective To perform a text analysis of the policy documents about chronic disease prevention and control in China,with detailed discussions of the highlights and insufficiencies,providing a reference for modifying such policies. Methods In October 2019,using “慢性病”(chronic diseases in Chinese) as a keyword,policy documents related to chronic diseases issued from January 2009 to December 2018 were searched in the policy documents column of official websites of the State Council,the National Development and Reform Commission,and the National Health Commission of the People's Republic of China. The included documents were coded and study-related information was extracted and described statistically from the perspectives of policy instruments classification and systems theory. Results Thirty qualified policy documents were finally incorporated. The X-domain perspective(policy instruments classification) analysis screened a total of 133 codes for texts of the policy documents,and the coded documents were classified into directive,incentive,competency,systematic reform,informative and exhortatory types,accounting for 26.3%(35/133),9.0%(12/133),27.8%(37/133),10.5%(14/133) and 26.3%(35/133) of the total,respectively. Among the 112 codes derived from Y-domain perspective(systems theory) analysis,the codes in the internal and external submodules accounted for 58.9%(66/112),and 41.1%(46/112),respectively. Conclusion Most of these policy instruments are directive types. The implementation of some mandatory instruments causes negative effects,which may be due to inappropriate use. The internal structure of policy instruments is irrational,and some are ignored. Some are partially offset. The incentive and guiding effects of policy documents are not strong. The internal differences between the internal and external submodules are significant,with unbalanced distribution. In view of this,it is suggested to diversify the use of such instruments,modify the internal structure of policy instruments classification,strengthen the use of incentive instruments in combination with guidance instruments and attach great importance to the role of political,economic,social and technical systems(in the external submodule) in the use of such policy instruments.

Key words: Chronic disease, Health policy, Policy tools, Text analysis