中国全科医学 ›› 2024, Vol. 27 ›› Issue (17): 2083-2090.DOI: 10.12114/j.issn.1007-9572.2023.0832

• 论著 • 上一篇    下一篇

社区老年人吞咽障碍现状及其影响因素:一项横断面研究

徐苏1, 蔡文玮1,*(), 李晨奕1, 王光辉2, 许又端2   

  1. 1.201900 上海市,上海交通大学医学院附属第九人民医院全科医学科
    2.201401 上海市奉贤区西渡街道社区卫生服务中心
  • 收稿日期:2023-09-20 修回日期:2024-01-20 出版日期:2024-06-15 发布日期:2024-03-22
  • 通讯作者: 蔡文玮

  • 作者贡献:
    徐苏负责研究的构思与设计、部分数据的收集与整理、研究的实施并撰写论文;蔡文玮负责文章的质量控制与审查,对文章整体负责,监督管理;李晨奕进行论文的修订;王光辉、许又端进行部分数据的收集与整理。

Current Status and Influencing Factors of Dysphagia among the Elderly in Communities: a Cross-sectional Study

XU Su1, CAI Wenwei1,*(), LI Chenyi1, WANG Guanghui2, XU Youduan2   

  1. 1. Department of General Practice, Shanghai Ninth People's Hospital, Shanghai Jiaotong University School of Medicine, Shanghai 201900, China
    2. Xidu Street Community Health Service Center of Fengxian District, Shanghai 201401, China
  • Received:2023-09-20 Revised:2024-01-20 Published:2024-06-15 Online:2024-03-22
  • Contact: CAI Wenwei

摘要: 背景 吞咽障碍是一种常见的老年综合征,其发病率逐年升高,易导致吸入性肺炎、窒息等并发症,而目前社区老年人群吞咽障碍发生现状及其影响因素相关研究较为缺乏。目的 了解上海市社区老年人吞咽障碍的现状,探究吞咽障碍的影响因素,并进一步分析各年龄层吞咽障碍的发生率和影响因素。方法 本研究采用横断面调查方法。于2022年7月—2023年5月,采用便利抽样的方法在上海市黄浦区、宝山区及奉贤区5个社区卫生服务中心的门诊、家庭病床的≥60岁老年人中选取358例为研究对象。记录人口学资料,并测量患者四肢骨骼肌质量指数(ASMI)、握力和步速。采用进食评估问卷调查(EAT-10)筛查老年人吞咽障碍风险。结果 358例社区老年人中,存在吞咽障碍者(EAT-10≥3分)80例(22.3%)(吞咽障碍组)。多因素Logistic回归分析结果显示,年龄(≥80岁)(OR=18.484,95%CI=3.571~95.679)、抑郁状态(OR=4.135,95%CI=1.280~13.364)、呛咳史(OR=13.650,95%CI=4.345~42.877)是社区老年人吞咽障碍的危险因素(P<0.05),高Barthel指数(OR=0.891,95%CI=0.832~0.953)、高ASMI(OR=0.330,95%CI=0.199~0.547)是社区老年人吞咽障碍的保护因素(P<0.05)。60~69岁、70~79岁、≥80岁老年人吞咽障碍发生率分别为5.0%(6/119)、11.1%(16/144)、61.1%(58/95),三者吞咽障碍发生率比较,差异有统计学意义(P<0.05)。60~69岁老年人吞咽障碍组和非吞咽障碍组BMI、ASMI、抑郁状态比较,差异有统计学意义(P<0.05);70~79岁老年人两组握力、小腿围、抑郁状态、Barthel指数、呛咳史比较,差异有统计学意义(P<0.05);≥80岁老年人两组ASMI、握力、步速、Barthel指数、MMSE得分、呛咳史比较,差异有统计学意义(P<0.05)。吞咽障碍组中,70~79岁和≥80岁老年人ASMI、握力均低于60~69岁;≥70岁老年人步速低于60~69岁老年人;≥80岁老年人呛咳史发生率高于60~79岁,Barthel指数、MMSE得分均低于60~69岁、70~79岁(P<0.05)。结论 上海市社区老年人群吞咽障碍患病率较高,并且随着年龄的增加,发生率逐渐增高,影响因素明显增多,因此应在高龄、抑郁状态及有呛咳史老年人中加强吞咽障碍的筛查。提高肌肉质量及自理能力,并且在不同年龄层进行较为针对性的预防以有效减轻疾病负担,改善预后。

关键词: 吞咽障碍, 老年人, 患病率, 社区, 影响因素分析

Abstract:

Background

Dysphagia, a prevalent geriatric syndrome, has been witnessing an upward trend in incidence rates, potentially leading to severe complications like aspiration pneumonia and asphyxia. Despite its significance, research on the prevalence and determinants of dysphagia among community-dwelling elderly remains scarce.

Objective

This study aims to ascertain the prevalence of dysphagia among Shanghai's elderly community by identifying influencing factors and analyzing occurrence rates and determinants across different age brackets.

Methods

Employing a cross-sectional survey approach, the study was conducted from July 2022 to May 2023. Using convenience sampling, the study involved 358 individuals aged 60 and above, selected from the outpatient and home care services of five community health service centers in Huangpu, Baoshan and Fengxian Districts of Shanghai. Demographic data were collected, and measurements of the Appendicular Skeletal Muscle Index (ASMI), grip strength, and walking speed were taken. The Eating Assessment Tool-10 (EAT-10) was utilized to assess the risk of dysphagia among the elderly.

Results

Out of the 358 community-dwelling elderly individuals surveyed, 80 (22.3%) exhibited symptoms of dysphagia (EAT-10≥3) (dysphagia group). Multivariate Logistic regression analysis identified advanced age (≥80 years) (OR=18.484, 95%CI=3.571-95.679), depressive state (OR=4.135, 95%CI=1.280-13.364), and a history of choking (OR=13.650, 95%CI=4.345-42.877) as significant risk factors for dysphagia (P<0.05). Conversely, a high Barthel Index (OR=0.891, 95%CI=0.832-0.953) and a robust ASMI (OR=0.330, 95%CI=0.199-0.547) emerged as protective factors (P<0.05). When stratified by age, the prevalence rates of dysphagia were 5.0% (6/119), 11.1% (16/144), and 61.1% (58/95) for the age groups 60-69, 70-79, and ≥80 respectively, with statistically significant differences (P<0.05). Significant disparities were noted between dysphagia and non-dysphagia groups in terms of BMI, ASMI, and depression status for ages 60-69 (P<0.05), grip strength, calf circumference, depression, Barthel Index, and choking history for ages 70-79 (P<0.05), and ASMI, grip strength, walking speed, Barthel Index, MMSE scores, and choking history for ages ≥80 (P<0.05). Within the dysphagia cohort, ASMI and grip strength in the 70-79 and ≥80 age groups were lower compared to the 60-69 age group (P<0.05). The walking speed of individuals aged ≥70 was reduced relative to those aged 60-69 (P<0.05). Additionally, individuals aged ≥80 showed a higher choking incidence and scored lower on the Barthel Index and MMSE than those aged 60-79 (P<0.05) .

Conclusion

The prevalence of dysphagia among community-dwelling elderly in Shanghai is notably high and progressively increases with age, with a corresponding rise in influencing factors. It is imperative to intensify dysphagia screening, particularly among the elderly with depressive symptoms or a history of choking. Enhancing muscle mass and self-care capabilities, coupled with age-specific preventive measures, can substantially alleviate the disease burden and improve prognoses.

Key words: Dysphagia, Elderly, Prevalence, Communities, Root cause analysis

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